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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2022-10-28

Branch Locations

6200 Bridgepoint Parkway Suite 300, Austin, TX 78730 • United States

Diana, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Austin TX 12/2015 Present
New York Life Insurance Company Austin TX 12/2015 11/2021
Tk Operations Consultants Cedar Park TX 11/2020 11/2022
Eagle Strategies Llc Austin TX 10/2022 Present
  • 12/2015 → Present
    Nylife Securities Llc
    Austin, TX
  • 12/2015 → 11/2021
    New York Life Insurance Company
    Austin, TX
  • 11/2020 → 11/2022
    Tk Operations Consultants
    Cedar Park, TX
  • 10/2022 → Present
    Austin, TX
Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 1551 Snapdragon Rd., Diana, Texas 75640; Start Date 06/2018; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Yak Attak; Raising Yak for meat ; 320 Ridge View Dr. Georgetown, TX 89623; Start Date 12/2023; Role/Title: Partner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; I will help plan and direct the herd management and coordinations.][Running a Financial Services Business; Teach Wes' approach to running our insurance/financial services business to insurance agents and financial advisors. Systems, Processes, Procedures, Ect.; 3300 Scenic Valley Dr., Leander, TX 78641; Start Date 11/2024; Role/Title: Consultant; Investment Related; 3 hours per month; 3 hours per month during securities trading hours; assist in teaching Wes' approach to running our insurance/financial services business to insurance agents and financial advisors. Systems, Processes, Procedures][Lighthouse Strategy LLC; Provide business marketing, podcasting, and management consultative services. ; 1551 Snapdragon Road, Diana, Texas, 75640; Start Date 07/2026; Role/Title: Owner; Not Investment Related; 20 hours per month; 8 hours per month during securities trading hours][Empowerment Company, LP; Empowerment Company LP, is the personal accounting entity for Wes Young; Accounts for all revenue and expenses for our financial planning/services work and approved OBA's financial planning teaching, author, speaker.; 2721 Ambush Canyon, Leander, Texas, 78641; Start Date 07/2026; Role/Title: Partner; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours; Review P&L, Balance Sheet and Coordinate with partners and CPA]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-17
S63 Uniform Securities Agent State Law Examination 2016-05-23
  • S65 Uniform Investment Adviser Law Examination
    2022-09-17
  • S63 Uniform Securities Agent State Law Examination
    2016-05-23

View on SEC IAPD

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