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Harry Lee Jackson

LPl Financial LLC

Montgomery, AL

CRD 3126672

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-03-19
  • AL RA
    APPROVED
    Since 2009-03-19

Branch Locations

1067 Woodley Rd Suite B1, Montgomery, AL 36106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Madison AL 03/2009 Present
  • 03/2009 → Present
    Lpl Financial Corporation
    Madison, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-19
  • S66 Uniform Combined State Law Examination
    1998-12-19
Other Names
  • Harry L Jackson
  • Lee Jackson

View on SEC IAPD

Nearby Firms

RWC WEALTH MANAGEMENT, INC.
LPL ENTERPRISE, LLC
MARBLE WEALTH, LLC

Nearby Investors

RICHARD K.E. AKINYEMI
RICHARD DALE STEWART
MATTHEW BLAKE MURPHY

Nearby Offices

RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL
LPL ENTERPRISE, LLC · MONTGOMERY, AL
MARBLE WEALTH, LLC · MONTGOMERY, AL

More in Montgomery, AL

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