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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

St. Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 02/2016 03/2021
Thrivent Financial Appleton WI 07/2016 03/2021
Thrivent Advisor Network Dba Landmark Lake Elmo MN 03/2021 08/2022
Purshe Kaplan Sterling Investments Albany NY 03/2021 07/2023
Landmark Wealth Management Group Lake Elmo MN 08/2022 07/2023
North Star Resource Group Minneapolis MN 07/2023 Present
Minnesota Life Insurance Co St Paul MN 07/2023 08/2023
Securian Financial Services Inc St Paul MN 07/2023 08/2023
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2016 → 03/2021
    Minneapolis, MN
  • 07/2016 → 03/2021
    Thrivent Financial
    Appleton, WI
  • 03/2021 → 08/2022
    Thrivent Advisor Network Dba Landmark
    Lake Elmo, MN
  • 03/2021 → 07/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2022 → 07/2023
    Landmark Wealth Management Group
    Lake Elmo, MN
  • 07/2023 → Present
    North Star Resource Group
    Minneapolis, MN
  • 07/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-07-19 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2022-08-01 → 2023-07-14
    Landmark Wealth Management Group
    Lake Elmo, MN
  • 2021-03-11 → 2022-08-15
    Lake Elmo, MN
    Minneapolis, MN
  • 2016-04-25 → 2021-03-17
    Minneapolis, MN
Other Businesses

NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 07/2023-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
  • S66 Uniform Combined State Law Examination
    2016-04-22
Other Names
  • Chris Finden
  • Christopher Finden

View on SEC IAPD

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