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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-28 |
| AL | RA | APPROVED | 2021-07-26 |
Branch Locations
2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 02/2004 | 07/2021 |
| Bbva Wealth Solutions Inc. | Birmingham | AL | 10/2010 | 07/2021 |
| Bbva Securities Inc. | Birmingham | AL | 05/2013 | 07/2021 |
| Raymond James And Associates, Inc | Birmingham | AL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-11-22 |
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