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Pamela Fontaine Basso

LPl Enterprise, LLC

Wakefield, MA

Rockport, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

23 Whistlestop Mall, Rockport, MA 01966 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Rockport MA 11/2015 11/2024
Demoula Super Market Tewksbury MA 08/2015 09/2016
Prudential Insurance Company Of America Rockport MA 06/2016 Present
Lpl Enterprise, Llc Rockport MA 11/2024 Present
  • 11/2015 → 11/2024
    Pruco Securities, Llc.
    Rockport, MA
  • 08/2015 → 09/2016
    Demoula Super Market
    Tewksbury, MA
  • 06/2016 → Present
    Prudential Insurance Company Of America
    Rockport, MA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Rockport, MA
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-02
S63 Uniform Securities Agent State Law Examination 2016-06-01
  • S65 Uniform Investment Adviser Law Examination
    2022-03-02
  • S63 Uniform Securities Agent State Law Examination
    2016-06-01
Other Names
  • Pamela Basso

View on SEC IAPD

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DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
MML INVESTORS SERVICES, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA

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