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Dylan Gregory Herrold

Morgan Stanley

Alpharetta, GA

Raleigh, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
GA RA APPROVED 2023-09-05
NC RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • GA RA
    APPROVED
    Since 2023-09-05
  • NC RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 11/2015 09/2017
E*Trade Securities Llc Alpharetta GA 09/2017 10/2019
Unemployed Emerald Isle NC 11/2019 04/2020
Robert Half Raleigh NC 05/2020 07/2020
Unemployed Emerald Isle NC 08/2020 11/2020
E*Trade Securities Llc Alpharetta GA 12/2020 Present
E*Trade Capital Management Llc Alpharetta GA 12/2020 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 11/2015 → 09/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2017 → 10/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2019 → 04/2020
    Unemployed
    Emerald Isle, NC
  • 05/2020 → 07/2020
    Robert Half
    Raleigh, NC
  • 08/2020 → 11/2020
    Unemployed
    Emerald Isle, NC
  • 12/2020 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 12/2020 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
Previous Registrations
  • 2021-01-07 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-27
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2020-08-27
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01
Other Names
  • Dylan Gregory Herrold
  • Dylan G Herrold

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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