Andrew M Galler

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 01/2016 → 07/2018
  Bank Of America, N.A.
  Chandler, AZ
• 07/2018 → 07/2024
  John Hancock
  Tempe, AZ
• 07/2018 → 07/2024
  John Hancock Funds, Inc.
  Boston, MA
• 11/2018 → 07/2024
  John Hancock Advisers, Llc
  Boston, MA
• 08/2024 → Present
  Wealth Enhancement Advisory Services
  Scottsdale, AZ
• 08/2024 → Present
  Wealth Enhancement Group
  Scottsdale, AZ

Previous Registrations

• 2018-11-08 → 2024-08-02
  John Hancock Investment Management Llc
  Boston, MA
  Boston, MA
  Tempe, AZ
• 2018-07-24 → 2018-11-08
  Manulife Investment Management (Us) Llc
  Tempe, AZ
  Boston, MA
• 2016-02-02 → 2018-07-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2016-01-30

Designations

• Chartered Financial Analyst