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Ashley A Zarate

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Grange Park , IL

Oak Brook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
IL RA APPROVED 2024-12-07
  • TX RA
    APPROVED
    Since 2025-01-02
  • IL RA
    APPROVED
    Since 2024-12-07

Branch Locations

La Grange Park , IL • United States

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
  • S66 Uniform Combined State Law Examination
    2024-12-06
Other Names
  • Ashley A Morris
  • Ashley Ann Morris

View on SEC IAPD

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Other Investors

ROBERT MAGNESEN
THOMAS PHILLIP BOGGESS
Phillip F Terrones
Kevin M O'Brien
RICHARD LAZARO
MICHAEL ALEXANDER MCGEE
Thomas A. Solis
Bob S. Colville

Other Offices

FIFTH THIRD SECURITIES, INC. · LA GRANGE PARK, IL
FIRST ADVISORS NATIONAL, LLC · La Grange, IL
J.P. MORGAN SECURITIES LLC · LA GRANGE, IL
HORIZON WEALTH MANAGEMENT · LA GRANGE, IL
OSAIC WEALTH, INC. · LAGRANGE, IL
ROGER MANSKE · LAGRANGE PARK, IL
EDWARD JONES · LA GRANGE, IL
VELISARIS INVESTMENT CONSULTING SERVICES, INC. · BROOKFIELD, IL

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