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Kevin M O'BRien

J.P. Morgan Securities LLC

La Grange, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-30
  • IL RA
    APPROVED
    Since 2024-04-30

Branch Locations

101 N La Grange Rd, La Grange, IL 60525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2014 Present
Jpmorgan Chase Bank, N.A. Chicago IL 09/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2014-10-08
Other Names
  • Kevin M. O'BRien
  • Kevin Michael O'BRien

View on SEC IAPD

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Other Offices

HORIZON WEALTH MANAGEMENT · LA GRANGE, IL
OSAIC WEALTH, INC. · LAGRANGE, IL
FIRST ADVISORS NATIONAL, LLC · La Grange, IL
EDWARD JONES · LA GRANGE, IL
FIFTH THIRD SECURITIES, INC. · LA GRANGE PARK, IL
ROGER MANSKE · LAGRANGE PARK, IL
VELISARIS INVESTMENT CONSULTING SERVICES, INC. · BROOKFIELD, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LA GRANGE, IL

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