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Alexandra Sandoval

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
TX RA APPROVED 2023-01-06
  • AZ RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2023-01-06

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Scottsdale AZ 07/2016 11/2022
Self Employed Mesa AZ 03/2021 11/2022
Charles Schwab & Co., Inc. Phoenix AZ 11/2022 Present
  • 07/2016 → 11/2022
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 03/2021 → 11/2022
    Self Employed
    Mesa, AZ
  • 11/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2016-02-16
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-16
Other Names
  • Alexandra Plascencia
  • Alex Sandoval
  • Alex Plascencia

View on SEC IAPD

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