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Theresa Jean Pflieger

Ameriprise Financial Services, LLC

Greenwood Village, CO

Highlands Ranch, CO

CRD 4879003

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-15
CO RA APPROVED 2022-05-25
  • TX RA
    APPROVED_RES
    Since 2024-07-15
  • CO RA
    APPROVED
    Since 2022-05-25

Branch Locations

5420 S Quebec St Ste 105, Greenwood Village, CO 80111 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 11/2004 07/2019
Charles Schwab & Co., Inc. Lone Tree CO 04/2020 07/2021
Cerity Partners Denver CO 01/2020 04/2020
Unemployed Denver CO 07/2019 01/2020
Ameriprise Financial Services, Llc Greenwood Village CO 08/2021 Present
  • 11/2004 → 07/2019
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 04/2020 → 07/2021
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2020 → 04/2020
    Cerity Partners
    Denver, CO
  • 07/2019 → 01/2020
    Unemployed
    Denver, CO
  • 08/2021 → Present
    Ameriprise Financial Services, Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-28
  • S66 Uniform Combined State Law Examination
    2022-03-28
Other Names
  • Theresa Jean Poehler

View on SEC IAPD

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Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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