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Michael Karwaski

Charles Schwab & Co., Inc.

Dickson City, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-20
PA RA APPROVED 2019-09-13
  • TX RA
    APPROVED
    Since 2020-02-20
  • PA RA
    APPROVED
    Since 2019-09-13

Branch Locations

1152 Commerce Blvd. Suite 103, Dickson City, PA 18519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dickson City PA 04/2019 Present
Prudential Moosic PA 04/2018 04/2019
Pnc Bank Peckville PA 06/2017 04/2018
Scottrade Moosic PA 12/2015 06/2017
Keystone College La Plume PA 08/2013 05/2017
  • 04/2019 → Present
    Charles Schwab & Co., Inc.
    Dickson City, PA
  • 04/2018 → 04/2019
    Prudential
    Moosic, PA
  • 06/2017 → 04/2018
    Pnc Bank
    Peckville, PA
  • 12/2015 → 06/2017
    Scottrade
    Moosic, PA
  • 08/2013 → 05/2017
    Keystone College
    La Plume, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SOUTH ABINGTON TWP, PA
CETERA INVESTMENT ADVISERS LLC · DICKSON CITY, PA
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