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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2022-08-08
  • SD RA
    APPROVED
    Since 2022-08-08

Branch Locations

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 11/2008 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
S63 Uniform Securities Agent State Law Examination 2016-03-29
  • S66 Uniform Combined State Law Examination
    2019-08-09
  • S63 Uniform Securities Agent State Law Examination
    2016-03-29
Other Names
  • Rachel Green
  • Rachel Marie Green

View on SEC IAPD

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