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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-18
FL RA APPROVED 2019-02-28
  • TX RA
    APPROVED
    Since 2020-05-18
  • FL RA
    APPROVED
    Since 2019-02-28

Branch Locations

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Delray Beach FL 11/2018 Present
I-9 Sports Palm Beach Gardens FL 09/2018 11/2018
Lake Erie Crushers Avon OH 04/2017 09/2017
Unemployed Lake Worth FL 01/2017 05/2017
Northwestern Mutual Life Insurance Company Boca Raton FL 01/2016 01/2017
Unemployed West Palm Beach FL 09/2017 09/2018
Bank Of America, N.A. Delray Beach FL 12/2018 Present
  • 11/2018 → Present
    Delray Beach, FL
  • 09/2018 → 11/2018
    I-9 Sports
    Palm Beach Gardens, FL
  • 04/2017 → 09/2017
    Lake Erie Crushers
    Avon, OH
  • 01/2017 → 05/2017
    Unemployed
    Lake Worth, FL
  • 01/2016 → 01/2017
    Northwestern Mutual Life Insurance Company
    Boca Raton, FL
  • 09/2017 → 09/2018
    Unemployed
    West Palm Beach, FL
  • 12/2018 → Present
    Bank Of America, N.A.
    Delray Beach, FL
Other Businesses

I*4574277, Entity Type: , Name of OBA: Professional Referral Exchange, Address: Wyomissing, Pennsylvania, 19610, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 05/21/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: Mentor Chair - Assist new members with getting to know that professionals in the organization, understanding how to create meaningful professional relationships with Centers of Influence. The purpose of this organization is to create meaningful professional relationships that help your grow your business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
  • S66 Uniform Combined State Law Examination
    2019-02-26

View on SEC IAPD

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