Matthew Brian Ellis

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2016
  Td Ameritrade
  Chicago, IL
• 07/2016 → 11/2016
  Amerivest Investment Management, Llc
  Chicago, IL
• 11/2016 → 11/2020
  Tiaa
  Chicago, IL
• 11/2016 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL
• 02/2021 → 01/2023
  E*Trade Securities Llc
  Chicago, IL
• 02/2021 → 01/2023
  E*Trade Capital Management Llc
  Chicago, IL
• 01/2023 → 08/2023
  Fidelity Investments
  Oakdale, MN
• 03/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 03/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 09/2023 → 03/2024
  Sdb Ventures
  Summerville, SC

Previous Registrations

• 2023-04-06 → 2023-08-08
  Fidelity Personal And Workplace Advisors
  Oakdale, MN
• 2021-03-04 → 2022-10-25
  Harrisdirect Llc
  Arlington, VA
  Chicago, IL
• 2016-12-02 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL
• 2016-07-14 → 2016-11-28
  Td Ameritrade, Inc.
  Chicago, IL
• 2016-07-14 → 2016-11-28
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 2007-05-15 → 2016-06-24
  Harrisdirect Llc
  Jersey City, NJ
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-05-14
• S63 Uniform Securities Agent State Law Examination
  2005-01-14

Other Names

• Matthew Brian Ellis
• Matthew B Ellis
• Matthew Ellis