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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-03 |
Branch Locations
20370 Town Center Ln, Suite 254, Cupertino, CA 95014 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2015 | 10/2022 |
| Schwab Private Client Investment Advisory, Inc. | Lone Tree | CO | 09/2019 | 10/2022 |
| Morgan Stanley | Denver | CO | 11/2022 | 01/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | 01/2024 |
| Cwm, Llc | Omaha | NE | 01/2024 | Present |
| Pesta & Pesta | Cupertino | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-04 |
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