Best Investors Account Sign in
Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-15
IL RA APPROVED 2023-05-25
  • TX RA
    APPROVED_RES
    Since 2024-04-15
  • IL RA
    APPROVED
    Since 2023-05-25

Branch Locations

235 Everett St, East Peoria, IL 61611 • United States

235 Everett St, East Peoria, IL 61611 • USA

134 S Sampson St, Tremont, IL 61568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O & G Financial Consulting, Inc. Minier IL 01/2016 06/2021
Cetera Financial Specialists Llc Schaumburg IL 08/2016 Present
Cetera Investment Advisers, Llc Schaumburg IL 12/2017 Present
Midwestern Securities Trading Company Llc East Peoria IL 05/2023 Present
The First National Bank In Tremont Tremont IL 05/2023 Present
Previous Registrations
Other Businesses

1) THE FIRST NATIONAL BANK IN TREMONT; 134 S SAMPSON ST. TREMONT, IL 61568; STARTED 05/2023; INVESTMENT RELATED; FINANCIAL ADVISOR; APPROX 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS. 2) MELALEUCA WELLNESS COMPANY; 4609 WEST 65TH SOUTH, IDAHO FALLS, ID 83402; STARTED 07/2010; MARKETING, NOT INVESTMENT-RELATED; MARKETING EXECUTIVE DIRECTOR III; APPROX 0 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS; RECEIVE COMMISSIONS - SOLICITED FOR COMPANY AND SIGNED UP NEW MEMBERS. 3) NOTARY PUBLIC; 134 S SAMPSON ST. TREMONT, IL 61568; STARTED 02/2020; NOT INVESTMENT RELATED' NOTARY PUBLIC; APPROX LESS THAN 1 HOURS/WEEK DURING MARKET HOURS; APPROX LESS THAN 1 HOURS/WEEK OUTSIDE MARKET HOURS; WITNESS SIGNATURES AS NEEDED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2017-12-04
Other Names
  • Melody Lea Graves

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in East Peoria, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor