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Ja-Rashande Graham Smith

Mml Investors Services, LLC

Amherst, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-27
  • NY RA
    APPROVED
    Since 2022-01-27

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2015 03/2020
Moldenhauer & Associates Orchard Park NY 08/2020 10/2021
Commonwealth Financial Network Orchard Park NY 09/2020 10/2021
Massmutual Life Insurance Co Amherst NY 12/2021 Present
Mml Investors Services, Llc Amherst NY 01/2022 Present
Unemployed East Aurora NY 04/2020 07/2020
Unemployed East Aurora NY 11/2021 11/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-04
S63 Uniform Securities Agent State Law Examination 2020-10-13
  • S66 Uniform Combined State Law Examination
    2021-05-04
  • S63 Uniform Securities Agent State Law Examination
    2020-10-13
Other Names
  • Ja-Rashande Smith

View on SEC IAPD

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Ryan Alexander Judson
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Other Offices

MML INVESTORS SERVICES, LLC · Amherst, NY
MML INVESTORS SERVICES, LLC · Amherst, NY
MCCOLLUM CHRISTOFERSON GROUP, LLC · AMHERST, NY
NOTTINGHAM ADVISORS INC. · AMHERST, NY
CITIZENS SECURITIES, INC. · Amherst, NY
MCCOLLUM CHRISTOFERSON GROUP, LLC · Amherst, NY
AMERIPRISE FINANCIAL SERVICES, LLC · AMHERST, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Amherst, NY

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