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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
HI RA APPROVED 2017-03-15
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • HI RA
    APPROVED
    Since 2017-03-15

Branch Locations

180 Kinoole Street Suite 310, Hilo, HI 96720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2015 Present
Commonwealth Financial Network Hilo HI 11/2015 Present
Other Businesses

1. Fixed insurance sales; as of 01/12/2016; located in Hilo, HI; approximately less than 10% spent during business hours; conducted at branch location; investment related. 2. Owner; Grant Omura; hosting video game events, Located at Hilo, HI, as of 05/14/2019; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2017-02-17

View on SEC IAPD

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