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Lucas Daniel Griffith

Tiaa-Cref Individual & Institutional Services, LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-11
  • OH RA
    APPROVED
    Since 2025-12-11

Branch Locations

625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributors, Inc. Centennial CO 04/2016 03/2019
Tiaa Cincinnati OH 03/2019 Present
Tiaa-Cref Individual & Institutional Services, Llc Cincinnati OH 03/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
S63 Uniform Securities Agent State Law Examination 2017-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-21
  • S63 Uniform Securities Agent State Law Examination
    2017-11-14
Other Names
  • Lucas D Griffith
  • Luke Griffith

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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