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Jacob James Herd

Captrust

Minnetonka, MN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-26
  • MN RA
    APPROVED
    Since 2023-04-26

Branch Locations

701 Carlson Parkway Suite 420, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2016 07/2017
Carnegie Investment Bank Stockholm 01/2018 01/2018
Craig-Hallum Capital Group Llc Minneapolis MN 02/2018 05/2018
Threebridge Solutions - Boom Lab Minneapolis MN 06/2018 11/2018
Rbc Capital Markets, Llc Minneapolis MN 12/2018 10/2021
Quantitative Advantage, Llc Minnetonka MN 11/2021 04/2023
Gustavus Adolphus College St. Peter MN 09/2014 05/2018
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2023 Present
  • 04/2016 → 07/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 01/2018
    Carnegie Investment Bank
    Stockholm
  • 02/2018 → 05/2018
    Craig-Hallum Capital Group Llc
    Minneapolis, MN
  • 06/2018 → 11/2018
    Threebridge Solutions - Boom Lab
    Minneapolis, MN
  • 12/2018 → 10/2021
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 11/2021 → 04/2023
    Quantitative Advantage, Llc
    Minnetonka, MN
  • 09/2014 → 05/2018
    Gustavus Adolphus College
    St. Peter, MN
  • 04/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2021-11-22 → 2023-06-12
    Quantitative Advantage, Llc
    Minnetonka, MN
  • 2020-08-24 → 2021-11-04
    Rbc Capital Markets, Llc
    Minneapolis, MN
    Wayzata, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-24
S63 Uniform Securities Agent State Law Examination 2017-02-04
  • S65 Uniform Investment Adviser Law Examination
    2020-08-24
  • S63 Uniform Securities Agent State Law Examination
    2017-02-04
Designations
Other Names
  • Jacob James Herd

View on SEC IAPD

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THE ADVOCATE GROUP, LLC

Other Investors

MATTHEW DAVID OSENDORF
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RACHAEL MICHELLE PERAZA
GRANT RONALD FJOSNE
Sean M McCullough
David Douglas Roderick
GINGER RAE EWING
MICAH CHARLES BENWAY

Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
PINE RIVER CAPITAL MANAGEMENT L.P. · MINNETONKA, MN

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