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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-09
  • WI RA
    APPROVED
    Since 2025-07-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Brookfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2016 03/2022
Northwestern Mutual Investment Services Llc Elm Grove WI 01/2017 03/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2018 03/2022
Annex Wealth Management Elm Grove WI 04/2022 12/2024
University Of Wisconsin - Oshkosh Oshkosh WI 08/2014 05/2018
Empower Financial Services, Inc Greenwood Village CO 05/2025 Present
Unemployed Brookfield WI 12/2024 05/2025
  • 06/2016 → 03/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2017 → 03/2022
    Northwestern Mutual Investment Services Llc
    Elm Grove, WI
  • 09/2018 → 03/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2022 → 12/2024
    Annex Wealth Management
    Elm Grove, WI
  • 08/2014 → 05/2018
    University Of Wisconsin - Oshkosh
    Oshkosh, WI
  • 05/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2024 → 05/2025
    Unemployed
    Brookfield, WI
Previous Registrations
Other Businesses

1. BOARD OF DIRECTOR, PARENTS PLACE, NON-PROFIT, START DATE: 8/15/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-18
S65 Uniform Investment Adviser Law Examination 2022-08-31
  • S63 Uniform Securities Agent State Law Examination
    2025-07-18
  • S65 Uniform Investment Adviser Law Examination
    2022-08-31
Other Names
  • Jacob Daniel Rabay

View on SEC IAPD

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