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Kellie Irene Wentz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kansas City, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2010-01-11
TX RA APPROVED_RES 2009-01-22
KS RA APPROVED 2008-05-16
  • MO RA
    APPROVED
    Since 2010-01-11
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • KS RA
    APPROVED
    Since 2008-05-16

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City KS 05/2008 Present
Previous Registrations
  • 2008-01-01 → 2008-05-22
    Wells Fargo Clearing Services, Llc
    Kansas City, MO
  • 2006-01-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Kansas City, MO
    Kansas City, MO
    St. Louis, MO
Other Businesses

.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-24
  • S66 Uniform Combined State Law Examination
    2005-10-24
Other Names
  • Kellie I. Wentz

View on SEC IAPD

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Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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