Joseph Patrick Lieser

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-02
OH	RA	APPROVED	2020-09-02

TX RA
APPROVED

Since 2023-05-02
OH RA
APPROVED

Since 2020-09-02

Branch Locations

221 East Fourth Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Cincinnati	OH	12/2015	02/2019
Stifel Nicolaus & Co Inc	Cincinnati	OH	02/2019	Present

12/2015 → 02/2019

Ubs

Cincinnati, OH
02/2019 → Present

Stifel Nicolaus & Co Inc

Cincinnati, OH

Other Businesses

1. Notary Public; 221 E 4th Street Suite 120 Cincinnati OH 45202; Notary Public; 02/25/2019; 2 hrs/year; not during security trading hours; not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-07

S66 Uniform Combined State Law Examination

2016-12-07

Designations

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews