Joseph Patrick Lieser

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 02/2019
  Ubs
  Cincinnati, OH
• 02/2019 → Present
  Stifel Nicolaus & Co Inc
  Cincinnati, OH

Other Businesses

1. Notary Public; 221 E 4th Street Suite 120 Cincinnati OH 45202; Notary Public; 02/25/2019; 2 hrs/year; not during security trading hours; not investment related

Exams

• S66 Uniform Combined State Law Examination
  2016-12-07

Designations

• Certified Financial Planner