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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
| WI | RA | APPROVED | 2021-08-27 |
Branch Locations
35 Park Pl Ste 300, Appleton, WI 54914-8240 • United States
Kaukauna, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Appleton | WI | 11/2015 | Present |
Outside Employment; MC Lowery, LLC; I get paid as an AFA through MC Lowery, LLC, the business entity used for payroll and accounting purposes for the franchise advisor.; Manage advisory business; 35 Park Place, , Appleotn, WI, 54914; Investment-Related; 09/23/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-06 |
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