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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2024-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Wichita | KS | 12/2004 | 10/2024 |
| Nylife Securities Inc | Wichita | KS | 01/2005 | 10/2024 |
| Hoover Financial Group | Wichita | KS | 04/2009 | Present |
| Eagle Strategies Llc | Wichita | KS | 02/2012 | 10/2024 |
| Lpl Financial | Wichita | KS | 10/2024 | Present |
1- 09/2024 / HOOVER FINANCIAL GROUP / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 09/2024 / ASH BROKERAGE / Non-Variable Insurance / Investment Related / 90 hrs mth / Wichita, KS / Start date: 09/16/2024 3) 01/06/2025 - DHFG Business Holdings LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:12/20/2024 - 0 Hrs/Mth - 0Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-16 |
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