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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-04-16
  • MO RA
    APPROVED
    Since 2018-04-16

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 01/2009 01/2018
Wells Fargo Clearing Services Llc St Louis MO 04/2018 Present
Previous Registrations
  • 2017-06-30 → 2018-01-24
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

4 HANDS BREWING CO., NOT INV RELATED, ST. LOUIS, MO, PROMOTIONAL SALES, START 4/30/2018, 6 HOURS PER MONTH, ZERO DURING TRADING, TO PROMOTE THE 4 HANDS BREWING COMPANY BRAND FOR VARIOUS TASTING EVENTS.;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-30
S63 Uniform Securities Agent State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2017-06-30
  • S63 Uniform Securities Agent State Law Examination
    2004-11-18

View on SEC IAPD

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