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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-03 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2009 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 07/2011 | Present |
I*134366 For profit or not for profit: Non-Profit Organization Name of outside business organization: Palos Verdes Little League Investment related: N Address of business: Palos Verdes Estates, California 90274 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/28/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Im the secretary of my local little league. My name may be on a bank account along with the president and VP but I will not be involved in any financial transactions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-24 |
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