Jonathan Nelson Sheffield

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2005-03-25 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

I*134366 For profit or not for profit: Non-Profit Organization Name of outside business organization: Palos Verdes Little League Investment related: N Address of business: Palos Verdes Estates, California 90274 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/28/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Im the secretary of my local little league. My name may be on a bank account along with the president and VP but I will not be involved in any financial transactions.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-24

Other Names

• Jon Nelson Sheffield
• Jonathan Sheffield
• Jonathan Nelson Sheffield