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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-06 |
| WA | RA | APPROVED | 2017-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2014 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2020 | Present |
| Bank Of America, N.A. | Seattle | WA | 08/2020 | Present |
I*517466For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NoAddress of business: Seattle, Washington, 98101Position, title, association: Co-owner with other family membersStart date of relationship: 3/1/2021Number of hours devoted: 2 hour) YearlyNumber of hours devoted during trading hours: 0Duties: Co-owner with other family members of rental propertyI*: 2575276Entity Type: For ProfitName of OBA: Grunge and Glamor LLCAddress: Seattle, WA 98125Investment Related: NoPosition, Title, Association: Manager of LLCEmployee Start Date: 07/03/2025Number of Hours: 3 hrs wklyNumber of Hours during trading: 0Duties: I am a Manager of the LLC at 10% ownership. A, R. my daughter, has 90% ownership. I*3663280 Entity Type: Entity Charitable Name of OBA: New Market Skills Center Foundation Address: Tumwater, Washington, 98501 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/01/2026 Number of Hours: 50, Yearly Number of Hours during trading: 8, Yearly Duties: Raise funds in support of New Market Skills Center's enduring mission of delivering outstanding and cutting-edge career and technical education. Serve a three year term as a board member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-28 |
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