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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-04-14 |
Branch Locations
9245 Northpark Dr, Johnston, IA 50131 • United States
9245 Northpark Dr, Johnston, IA 50131 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heartland Retirement Group | Johnston | IA | 07/2007 | Present |
| Forest Securities, Inc | Chicago | IL | 02/2016 | 02/2017 |
| Lincoln Investment | Fort Washington | PA | 02/2017 | 04/2018 |
| Gradient Securities, Llc | Arden Hills | MN | 04/2018 | 12/2022 |
| Bose Financial, Inc | Clive | IA | 04/2016 | Present |
| Gladstone Wealth Partners | Johnston | IA | 12/2022 | 04/2023 |
| Brokers International Financial Services | Johnston | IA | 04/2023 | Present |
1) Heartland Retirement Group; Not investment related; 9245 Northpark Dr, Johnston, IA 50131; Fixed Insurance; Managing Partner; 08/01/2010; 140 hours per month; 140 hours during security hours; Fixed insurance sales and support 2) Bose Financial; Not Investment related; 1286 Glen Oaks Dr, West Des Moines, IA 50266; LLC for fixed insurance; President; 04/01/2016; 1 hour per month; 0 hours during security hours; S-Corp set up for fixed insurance business 3) Heartland Retirement Group Wealth Management; Investment Related; 9245 Northpark Dr, Johnston, IA 50131; DBA for securities; 03/01/2023; 80 hours per month; 60 hours during security hours; Sale of securities and management of advisory accounts 4) Intergrity Marketing Group; Not Investment Related; 9245 Northpark Dr, Johnston, IA 50131; Operations; Manager; 01/01/2022; 80 hours per month; 60 hours during security hours; Management of business operations 5) LKB Ventures; Not Investment Related; 6211 Enclave Circle; Johnston, IA 50131; Real Estate Partnership; Partner; 01/01/2019; 1 hour per month; 0 hours during security hours; Real Estate Investing 6) WDM Logs LLC; Not Investment Related; 1054 Burr Oaks Dr; West Des Moines, IA 50266; Private Company; Partner; 04/20/2021; 0 hours per month; 0 hours during security hours; Investor in private company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-14 |
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