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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-13 |
Branch Locations
101 Elliott Ave W Ste 510, Seattle, WA 98119 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 11/2015 | 04/2022 |
| New York Life Insurance Company | Seattle | WA | 08/2023 | 02/2024 |
| Unemployed | Seattle | WA | 05/2022 | 07/2023 |
| Nylife Securities Llc | Seattle | WA | 11/2023 | 02/2024 |
| Ameriprise Financial Services, Llc | Seattle | WA | 08/2025 | Present |
| Unemployed | Seattle | WA | 02/2024 | 08/2025 |
Outside Employment; HCL Management; Financial Planning Specialist; Manage advisory business; 101 Elliott Ave W, 510, Seattle, WA, 98199; Investment-Related; 08/11/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-07 |
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