David K Tomita

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 02/2017
  Ftb Advisors, Inc.
  Johnson City, TN
• 12/2016 → 12/2018
  City Of Johnson City
  Johnson City, TN
• 08/2017 → 02/2019
  Widener Insurance Agency, Inc
  Johnson City, TN
• 02/2019 → Present
  Regions Bank
  Kingsport, TN
• 02/2019 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2019 → Present
  Cetera Investment Advisers Llc
  Kingsport, TN

Previous Registrations

• 2010-07-06 → 2017-02-27
  First Horizon Advisors, Inc.
  Johnson City, TN
• 2010-09-20 → 2013-10-10
  Ftb Advisors, Inc.
  Memphis, TN
• 2006-01-31 → 2010-07-12
  Ubs Financial Services Inc.
  Johnson City, TN

Other Businesses

1. TENNESSEE ALCOHOLIC BEVERAGE COMMISSIONER- MEET WITH BOARD TO DISCUSS AND ENFORCE STATE ALCOHOL SALE POLICIES. <1HR WK, NO SECURITIES CLIENT OR ACTIVITIES. 2. WASHINGTON COUNTY COMMISSIONER, 5 HRS/WK. 3. TR-CITIES AIRPORT AUTHORITY, 1/HR/WK.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-30
• S63 Uniform Securities Agent State Law Examination
  2005-03-26

Other Names

• David Ken-Ichi Tomita