Best Investors Account Sign in

Sarah Joan Ratty

Morgan Stanley

Shrewsbury, NJ

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-23
NJ RA APPROVED 2021-02-16
  • TX RA
    APPROVED
    Since 2021-03-23
  • NJ RA
    APPROVED
    Since 2021-02-16

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Shrewsbury NJ 02/2017 Present
Middlesex County College Edison NJ 09/2014 06/2017
Morgan Stanley Private Bank, N.A New York NY 02/2020 Present
  • 02/2017 → Present
    Morgan Stanley
    Shrewsbury, NJ
  • 09/2014 → 06/2017
    Middlesex County College
    Edison, NJ
  • 02/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
S63 Uniform Securities Agent State Law Examination 2020-11-17
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12
  • S63 Uniform Securities Agent State Law Examination
    2020-11-17
Other Names
  • Sarah Joan Ruiz

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
PARK AVENUE SECURITIES LLC
SANCTUARY ADVISORS, LLC
WORLD INVESTMENT ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

LORI ROSE ATTANASIO
Melanie D Kramer
CARI ROBYN PAKULA
HENRY EDWARD FRENZEL
LARRY HOWARD LEHRMAN
DAVID THOMAS PALLADINO
RICHARD JOSEPH SALERNO
KEITH JOSEPH RYAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SHREWSBURY, NJ
PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ
SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ
WORLD INVESTMENT ADVISORS, LLC · SHREWSBURY, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHREWSBURY, NJ
PFS INVESTMENTS INC. · TINTON FALLS, NJ
RAYMOND JAMES & ASSOCIATES, INC. · Tinton Falls, NJ
CETERA INVESTMENT ADVISERS LLC · Tinton Falls, NJ

More in Shrewsbury, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor