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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-07-19
  • CA RA
    APPROVED
    Since 2013-07-19

Branch Locations

190 W Foothill Blvd, Rialto, CA 92376 • United States

6189 Magnolia Ave, Riverside, CA 92506 • United States

3765 Tyler St, Riverside, CA 92503 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

330 W Foothill Pkwy, Corona, CA 92882 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 07/2013 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2013-07-23
    Fontana, CA
    Rialto, CA
    Fontana, CA
  • 2010-01-06 → 2012-10-01
    Chase Investment Services Corp.
    Moreno Valley, CA
    Moreno Valley, CA
    Fontana, CA
    Baldwin Park, CA
    Montclair, CA
    Rialto, CA
  • 2007-07-20 → 2009-12-24
    Signator Investors, Inc.
    Anaheim, CA
    Anaheim, CA
Other Businesses

T&A TRAINING LLC; NOT INV. RELATED; RIVERSIDE, CA; CO-OWNER; INDOOR SPORTS FACILITY; START DATE 8/9/2024; 20 HOURS PER MONTH; 0 HR PER MONTH; DUTIES: OVERSIGHT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-23
  • S66 Uniform Combined State Law Examination
    2005-02-23
Other Names
  • Albert Peraza

View on SEC IAPD

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