Douglas Paul Stephenson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1987 → Present
  Stephenson Accounting
  Colton, CA
• 06/1998 → 09/2025
  Avantax Investment Services, Inc.
  Colton, CA
• 09/2005 → 09/2025
  Avantax Advisory Services
  Colton, CA
• 12/2016 → 09/2025
  Avantax Insurance Services, Llc
  Colton, CA
• 01/2019 → Present
  Stephenson Wealth Management Llc
  Colton, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Colton, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-09-28 → 2025-09-05
  Avantax Advisory Services
  Colton, CA

Other Businesses

1) Stephenson Accountancy Corp 645 N la Cadena Dr. Colton CA 92324 Tax Preparation/Accounting President 2/25/2004 140hrs~87hrs Accounting and Income Tax prepration and Overall Business Management 2) STEPHENSON WEALTH MANAGEMENT LLC POSITION: Managing Member NATURE: This is a Single member LLC that reports all the income from Avantax and pays all the business expenses that are incurred providing Financial Services through Avantax. 100% of the income reported through this entity is from Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2019 ADDRESS: 645 N La Cadena Dr, Colton CA 92324, DESCRIPTION: Financial Planner & Wealth Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-09
• S63 Uniform Securities Agent State Law Examination
  1998-08-26

Designations

• Certified Financial Planner

Other Names

• Douglas Paul Stephenson