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John Howard Deardorff

Compak Asset Management

Newport Beach, CA

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Current Employers
Compak Asset Management

1801 Dove Street, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-17
MO RA APPROVED 2023-03-16
ID RA APPROVED 2023-03-15
MD RA APPROVED 2023-01-20
MI RA APPROVED 2023-01-20
AZ RA APPROVED 2017-04-17
FL RA APPROVED 2016-01-12
NV RA APPROVED 2015-11-24
CA RA APPROVED 2015-11-12
CO RA APPROVED 2015-11-10
HI RA APPROVED 2015-11-10
IL RA APPROVED 2015-11-10
MN RA APPROVED 2015-11-10
NC RA APPROVED 2015-11-10
OR RA APPROVED 2015-11-10
TX RA APPROVED 2015-11-10
VA RA APPROVED 2015-11-10
WA RA APPROVED 2015-11-10
  • IN RA
    APPROVED
    Since 2024-05-17
  • MO RA
    APPROVED
    Since 2023-03-16
  • ID RA
    APPROVED
    Since 2023-03-15
  • MD RA
    APPROVED
    Since 2023-01-20
  • MI RA
    APPROVED
    Since 2023-01-20
  • AZ RA
    APPROVED
    Since 2017-04-17
  • FL RA
    APPROVED
    Since 2016-01-12
  • NV RA
    APPROVED
    Since 2015-11-24
  • CA RA
    APPROVED
    Since 2015-11-12
  • CO RA
    APPROVED
    Since 2015-11-10
  • HI RA
    APPROVED
    Since 2015-11-10
  • IL RA
    APPROVED
    Since 2015-11-10
  • MN RA
    APPROVED
    Since 2015-11-10
  • NC RA
    APPROVED
    Since 2015-11-10
  • OR RA
    APPROVED
    Since 2015-11-10
  • TX RA
    APPROVED
    Since 2015-11-10
  • VA RA
    APPROVED
    Since 2015-11-10
  • WA RA
    APPROVED
    Since 2015-11-10

Branch Locations

1801 Dove Street, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compak Securities Inc Newport Beach CA 11/2015 Present
Compak Asset Management Newport Beach CA 11/2015 Present
  • 11/2015 → Present
    Compak Securities Inc
    Newport Beach, CA
  • 11/2015 → Present
    Compak Asset Management
    Newport Beach, CA
Previous Registrations
  • 2015-03-02 → 2015-11-03
    Check Capital Management Inc
    Costa Mesa, CA
  • 2013-06-27 → 2014-12-17
    Mercer Global Advisors Inc.
    Newport Beach, CA
  • 2012-08-29 → 2013-10-08
    Integrated Wealth Management, Inc.
    Palm Desert, CA
  • 2010-09-22 → 2012-07-06
    Td Ameritrade, Inc.
    Indian Wells, CA
  • 2010-09-22 → 2012-07-06
    Td Ameritrade Investment Management, Llc
    Indian Wells, CA
  • 2010-03-22 → 2010-06-28
    Edward Jones
    Rancho Mirage, CA
    St Louis, MO
Other Businesses

REGISTERED AS AN INVESTMENT ADVISOR WITH COMPAK ASSET MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-17
S65 Uniform Investment Adviser Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2010-03-17
  • S65 Uniform Investment Adviser Law Examination
    2004-10-15
Designations
Other Names
  • John Howard Deardorff
  • John Howard Deardorff

View on SEC IAPD

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