Horacio Lopez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2022
  Td Ameritrade
  San Diego, CA
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  San Diego, CA
• 01/2024 → Present
  Charles Schwab Bank, Ssb
  San Diego, CA

Previous Registrations

• 2016-09-21 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  San Diego, CA
  Santa Barbara, CA
  Encino, CA
  Encino, CA
• 2016-09-21 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Omaha, NE
  Santa Barbara, CA
  Encino, CA
  Encino, CA
  Encino, CA
  Thousand Oaks, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-09-20

Designations

• Certified Financial Planner

Other Names

• Horacio Lopez
• Horacio Lopez