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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-02 |
Branch Locations
3637 Delaware Ave,, Kenmore, NY 14217 • United States
3637 Delaware Ave., Buffalo, NY 14217 • United States
1205 Niagara Falls Blvd., Amherst, NY 14226 • United States
West Seneca, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 12/2023 |
| Northwestern Mutual Investment Services Llc | Williamsville | NY | 06/2016 | 12/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2017 | 12/2023 |
| Lpl Financial Llc | Kenmore | NY | 01/2024 | Present |
| M & T Bank | Kenmore | NY | 01/2024 | Present |
1) 12/2023 - Wilmington Advisors @ M&T / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-16 |
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