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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
FL RA APPROVED 2016-12-20
  • TX RA
    APPROVED
    Since 2017-01-03
  • FL RA
    APPROVED
    Since 2016-12-20

Branch Locations

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

750 S Orlando Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 06/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15
Other Names
  • Amneris Lugo

View on SEC IAPD

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