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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-21 |
Branch Locations
601 Carlson Parkway Suite 950, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2015 | 02/2017 |
| Northwestern Mutual Investment Services Llc | Owatonna | MN | 11/2015 | 02/2017 |
| Wells Fargo Bank, Na | Chaska | MN | 02/2017 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Chaska | MN | 02/2017 | 11/2021 |
| Bmo Bank Na | Edina | MN | 11/2021 | 07/2025 |
| Lpl Financial, Llc | Edina | MN | 11/2021 | 07/2025 |
| Baird | Minnetonka | MN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-29 |
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