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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-03 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones Investments Lllp | Saint Louis | MO | 10/2016 | 10/2018 |
| New York Life Insurance Co | Stratford | CT | 11/2015 | 10/2016 |
| The Confidential Search Co | Coventry | CT | 06/2019 | 02/2020 |
| Mw Financial Group Ltd | Farmington | CT | 10/2018 | 06/2019 |
| William Gombatz | West Hartford | CT | 02/2020 | 01/2021 |
| William Gombatz | West Hartford | CT | 02/2021 | 03/2022 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 02/2021 | 03/2022 |
| Janney Montgomery Scott Llc | Mystic | CT | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-28 |
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