David Andrew Birkenstock

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 02/2025
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2010 → Present
  Northwestern Mutual Investment Services, Llc
  Princeton, NJ
• 01/2016 → 02/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2025 → Present
  Thomas Gallina
  Princeton, NJ
• 08/2025 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. FINANCE COUNCIL MEMBER, ST. JAMES CHURCH, 115 E. DELEWARE AVE, PENNINGTON, , NEW JERSEY, 08534, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 03/01/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE CHURCH SPENDING, FINANCES

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-07
• S63 Uniform Securities Agent State Law Examination
  2010-12-30

Other Names

• David Birkenstock