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Francis Mawunya Gakpo

Charles Schwab & Co., Inc.

Princeton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-23
  • NJ RA
    APPROVED
    Since 2025-07-23

Branch Locations

132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Red Cross Summit NJ 05/2014 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2016 10/2024
Charles Schwab & Co., Inc. Princeton NJ 07/2025 Present
Charles Schwab Bank Princeton NJ 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-18
S65 Uniform Investment Adviser Law Examination 2015-12-07
  • S66 Uniform Combined State Law Examination
    2017-07-18
  • S65 Uniform Investment Adviser Law Examination
    2015-12-07
Other Names
  • Francis Gakpo

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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