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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-15
  • WA RA
    APPROVED
    Since 2025-05-15

Branch Locations

5711 S. Hailee Lane, Spokane, WA 99223 • United States

5677 Rd 68, Pasco, WA 99301 • United States

9 South Washington Street Suite #105, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmk & Associates Spokane WA 11/2015 02/2021
Lpl Financial, Llc Spokane WA 04/2017 11/2017
Cuso Financial Services, Lp San Diego CA 03/2021 05/2025
Spokane Teacher Credit Union Spokane WA 03/2021 Present
Lpl Financial Llc Spokane WA 05/2025 Present
  • 11/2015 → 02/2021
    Jmk & Associates
    Spokane, WA
  • 04/2017 → 11/2017
    Spokane, WA
  • 03/2021 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2021 → Present
    Spokane Teacher Credit Union
    Spokane, WA
  • 05/2025 → Present
    Spokane, WA
Previous Registrations
  • 2023-03-03 → 2025-05-15
    Cuso Financial Services, L.P.
    Spokane, WA
    Spokane, WA
    Pasco, WA
Other Businesses

1 - 06/2025 -Investment products and services are offered through LPL Financial LLC using the DBA/trade name STCU Invesment Services - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 06/2025 - All Heart Infusion - Non-Profit Board Member - Not Inv Related - 1 Hour/Month - OBA Start Date: 08/22/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-01
  • S66 Uniform Combined State Law Examination
    2023-03-01
Other Names
  • Lindsay Poole
  • Lindsay Diane Fromm

View on SEC IAPD

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