Alex William Helms

Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2018
  Fidelity Investments
  Naperville, IL
• 10/2018 → 04/2019
  Northwestern Mutual Life Insurance Company
  Chicago, IL
• 10/2018 → 04/2019
  Northwestern Mutual Investment Services Llc
  Chicago, IL
• 04/2019 → 06/2019
  J.P. Morgan Securities, Llc
  Wilmette, IL
• 04/2019 → 06/2019
  Jp Morgan Chase Bank, N.A.
  Wilmette, IL
• 07/2019 → 10/2020
  Wells Fargo Clearing Services Llc
  Naperville, IL
• 02/2021 → Present
  Lpl Financial, Llc
  Elgin, IL
• 11/2020 → 01/2021
  Unemployed
  Elgin, IL
• 02/2021 → Present
  Iht Wealth Management Llc
  Chicago, IL

Previous Registrations

• 2019-07-09 → 2020-11-10
  Wells Fargo Clearing Services, Llc
  Naperville, IL
  Oak Brook, IL
• 2019-05-13 → 2019-06-26
  J.P. Morgan Securities Llc
  Wilmette, IL
• 2018-11-19 → 2019-04-22
  Northwestern Mutual Investment Services, Llc
  Chicago, IL
• 2018-07-13 → 2018-10-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-10-25 → 2018-07-13
  Strategic Advisers Llc
  Naperville, IL

Other Businesses

1. 2/9/2021 - MUELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 02/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 2/19/2021 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2021 - 200 Hours Per Month/7.5 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 03/25/2025 - Mueller Wealth - Investment related - DBA for LPL Business (entity for LPL business) - Suite 200 Elgin, IL 60123 - Started 03/19/2025 - 300 Hours Per Month/ 150 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-10-05
• S63 Uniform Securities Agent State Law Examination
  2016-07-21

Other Names

• Alex William Helms
• Alex Helms