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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-06 |
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors Llc/Axa Advisors Llc | Edison | NJ | 11/2015 | 11/2016 |
| Santander Bank Na | Hazlet | NJ | 11/2016 | 04/2017 |
| Santander Securities Llc | Hazlet | NJ | 03/2017 | 04/2017 |
| J.P. Morgan Securities Llc | Hamilton Square | NJ | 05/2017 | 07/2018 |
| Jpmorgan Chase Bank, N.A. | Hamilton Square | NJ | 05/2017 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cranford | NJ | 10/2018 | 08/2021 |
| Bank Of America N.A. | Cranford | NJ | 10/2018 | 08/2021 |
| Fidelity Brokerage Services | Orlando | FL | 08/2021 | 04/2023 |
| Pnc Investments | Sarasota | FL | 04/2023 | 07/2023 |
| Fidelity Personal And Workplace Advisors | Orlando | FL | 10/2021 | 04/2023 |
| Fidelity Investments | Orlando | FL | 08/2021 | 04/2023 |
| Pnc Bank Na | Sarasota | FL | 04/2023 | 07/2023 |
| Equitable Financial Life Insurance Co. | Edison | NJ | 04/2016 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Bradenton | FL | 07/2023 | Present |
| J.P. Morgan Securities Llc | Bradenton | FL | 07/2023 | Present |
| Kemraj Dubbra | Spring Hill | FL | 06/2015 | Present |
Entity Name: KEMRAJ DUBBRA Investment related: No Address: 1 in Sarasota, FL, 2 in Spring Hill, FL and 1 in Winter Haven, FL. Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I currently own and maintain 4 rental properties. They are operated under my name and not under a business. Entity Name: Kemraj Dubbra Investment related: No "Address: Spring Hill FL 34608 Spring Hill FL 34608 Spring Hill FL 34609 Winter Haven, FL 33884" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I currently own and maintain 4 rental properties. They are operated under my name and not under a business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
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