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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Forest Hill, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 11/2015 05/2020
United States Marine Corps Fort Worth TX 03/2014 01/2020
Cornerstone Staffing Las Colinas TX 11/2020 03/2021
Avantax Invesment Services, Inc. Dallas TX 03/2021 11/2021
Financial Spur Company Forest Hill TX 04/2021 09/2021
Jesse Has No Money Ltd Co Forest Hill TX 05/2020 07/2024
The Vanguard Group, Inc. Scottsdale AZ 11/2021 05/2022
The Vanguard Group, Inc. Plano TX 05/2022 07/2024
Empower Financial Services, Inc Greenwood Village CO 07/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2024 Present
  • 11/2015 → 05/2020
    Td Ameritrade
    Fort Worth, TX
  • 03/2014 → 01/2020
    United States Marine Corps
    Fort Worth, TX
  • 11/2020 → 03/2021
    Cornerstone Staffing
    Las Colinas, TX
  • 03/2021 → 11/2021
    Avantax Invesment Services, Inc.
    Dallas, TX
  • 04/2021 → 09/2021
    Financial Spur Company
    Forest Hill, TX
  • 05/2020 → 07/2024
    Jesse Has No Money Ltd Co
    Forest Hill, TX
  • 11/2021 → 05/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2022 → 07/2024
    The Vanguard Group, Inc.
    Plano, TX
  • 07/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-06
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2022-01-06
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Other Names
  • Jesse Nunez
  • Jesse George Nunez

View on SEC IAPD

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