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Brittney Marie Gunning

Wells Fargo Clearing Services, LLC

Lakewood, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-03-28
TX RA APPROVED 2017-03-28
  • CO RA
    APPROVED
    Since 2017-03-28
  • TX RA
    APPROVED
    Since 2017-03-28

Branch Locations

143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Private Wealth Management Denver CO 11/2015 03/2017
Kula Yoga Center Lakewood CO 11/2013 Present
Wells Fargo Clearing Services, Llc Denver CO 03/2017 Present
  • 11/2015 → 03/2017
    Ubs Private Wealth Management
    Denver, CO
  • 11/2013 → Present
    Kula Yoga Center
    Lakewood, CO
  • 03/2017 → Present
    Wells Fargo Clearing Services, Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-05
  • S66 Uniform Combined State Law Examination
    2016-12-05
Designations
Other Names
  • Brittney Marie Corrado-Tate
  • Brittney Marie Tate

View on SEC IAPD

Other Firms

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EDWARD JONES
ALLSTATE FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

Kemper Lee Baum
Adam Williams
DOUGLAS FRANK JOHNSON
ROXANNE LYNN DILLON
KELLI ANN WALLACE
JEFFREY SCOTT LARKIN
SARA LOVETERE KEITH
Ian Matthew Sallee

Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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