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Brittney Marie Gunning

Wells Fargo Clearing Services, LLC

Lakewood, CO

Denver, CO

CRD 6578540

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-03-28
TX RA APPROVED 2017-03-28
  • CO RA
    APPROVED
    Since 2017-03-28
  • TX RA
    APPROVED
    Since 2017-03-28

Branch Locations

143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Private Wealth Management Denver CO 11/2015 03/2017
Kula Yoga Center Lakewood CO 11/2013 Present
Wells Fargo Clearing Services, Llc Denver CO 03/2017 Present
  • 11/2015 → 03/2017
    Ubs Private Wealth Management
    Denver, CO
  • 11/2013 → Present
    Kula Yoga Center
    Lakewood, CO
  • 03/2017 → Present
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-05
  • S66 Uniform Combined State Law Examination
    2016-12-05
Designations
  • Certified Financial Planner
Other Names
  • Brittney Marie Corrado-Tate
  • Brittney Marie Tate

View on SEC IAPD

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