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Zachary I Mawson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-23
DE RA APPROVED 2021-09-15
  • TX RA
    APPROVED
    Since 2021-09-23
  • DE RA
    APPROVED
    Since 2021-09-15

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2016 06/2021
Morgan Stanley Wilmington DE 06/2021 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 08/2021 Present
Previous Registrations
Other Businesses

I*: 2018277 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Claymont, DE Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 09/28/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2021-07-02
Other Names
  • Zachary I Mawson
  • Zachary Ira Mawson

View on SEC IAPD

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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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