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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-12-07
TX RA APPROVED 2017-12-14
IN RA APPROVED 2017-12-05
  • MI RA
    APPROVED
    Since 2020-12-07
  • TX RA
    APPROVED
    Since 2017-12-14
  • IN RA
    APPROVED
    Since 2017-12-05

Branch Locations

100 N Michigan St, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Bend IN 11/2015 Present
Bank Of America, N.A. South Bend IN 11/2019 Present
Other Businesses

I*4560279 Entity Type: Entity Charitable Name of OBA: Women's Service League Address: St. Joseph, Michigan, 49085 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: Women's Service League is a not-for-profit organization of talented women committed to promoting volunteerism and improving the community through positive action and leadership Maintains meeting minutes and official records, manages the WSL email account, coordinates communications, maintains the annual calendar, and oversees online polling and voting between meetings. Plays a key role in ensuring information flows smoothly and members stay informed and engaged.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2017-12-04
Other Names
  • Stephanie Ann Heinze
  • Stephanie Ann Julca

View on SEC IAPD

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